Business continuity

Current position

Titan is pre-launch and has no active customer accounts or securities operations. This page is not a statement that an operating business continuity plan has been adopted or tested.

What must precede launch

The future operating plan must identify recovery responsibilities, critical systems, communications, data backup and recovery, counterparties, alternate arrangements, customer access and escalation procedures appropriate to the actual business.

Customer disclosure is separate

For a member firm, FINRA Rule 4370 addresses a written business continuity plan and a customer disclosure summarizing significant business-disruption responses, including website posting where applicable. See FINRA Rule 4370. This page is only a pre-launch readiness notice, not that completed disclosure.

No recovery promises

No recovery time, uptime level, alternate office, emergency contact or clearing-firm customer access mechanism is represented as implemented. Those facts must be verified and the summary approved before customer onboarding.

Read together with the disclosure center ↗.